Introduction: The forthcoming implementation of the Consumer Duty by the Financial Conduct Authority (FCA) in the UK marks a significant...

Introduction: The fight against fraud continues to be a significant concern in the United Kingdom, with millions of fraud offenses...

Introduction: The Financial Conduct Authority (FCA), the regulatory body overseeing financial markets in the United Kingdom, has recently...

The Financial Conduct Authority (FCA) is responsible for regulating financial firms in the UK, with a mandate to ensure that these firms...

The General Data Protection Regulation (GDPR) was introduced on May 25, 2018, and is now celebrating its 5th anniversary. The regulation...

Sanction screening is a critical aspect of doing business in the payments industry. It involves identifying individuals, entities, or...

Financial Promotions: Impact on Firms and the Consumer Duty Earlier this year, the Financial Conduct Authority (FCA) released its...

In a move that has been widely welcomed by consumers, the UK government has announced that it will be introducing legislation to ban cold...

Introduction In the United Kingdom's regulated financial services sector, compliance monitoring programs (CMP's) are of utmost...

Introduction: The landscape of consumer protection is undergoing a significant transformation with the introduction of the Financial...

Introduction: In the ever-evolving landscape of the financial industry, change is inevitable. When a change in control of a regulated...

Introduction In today's complex and rapidly evolving financial landscape, regulatory bodies play a crucial role in ensuring the stability...

Introduction: The ever-evolving landscape of financial crime presents significant challenges for organizations in the United Kingdom....

The Crucial Role of Suspicious Activity Reports (SARs) in Combating Money Laundering and Financial Crime: Insights from the UK's National...

Introduction: In the realm of payment firms, addressing consumer complaints in a fair and transparent manner is crucial for maintaining...

Introduction: In the realm of financial regulation, the constant evolution of frameworks and guidelines is crucial to maintaining the...

Introduction The Prudential Regulation Authority (PRA) has recently implemented new rules to enhance depositor protection in the UK....

The Financial Conduct Authority (FCA) has recently released Market Watch 73, which discusses the Conduct of Business Sourcebook (COBS)...

The Financial Conduct Authority (FCA), the UK's financial regulatory body, recently published a "Dear CEO letter" addressed to firms...

"The Importance of Consumer Duty and Regulated Entity Values in the FCA Framework." In the UK, the Financial Conduct Authority (FCA) is...